We are a privately owned full-service retail brokerage firm

---

• Account Protection
• Privacy Policy
• Business Continuity
• Order Routing
• Schedule of Fees
• Form CRS Capitol Securities Management
• CSM Important Client Information
• Disclosure Brochure (ADV Part 2A)
• Wrap Fee Program Brochure (ADV Part 2A Appendix 1)
• Standard Margin Rates
• AML CIP Notice
• FINRA Website
• SEC Website
• Transparency in Health Coverage-Capitol Securities Management
• Options Disclosure Booklet